AureON Consulting provides end-to-end regulatory, risk and governance support for RBI-regulated entities, tailored to each institution’s size, risk profile and business model.

Services Offered - Holistic Compliance, Risk, and Governance Support for the Indian Financial System

· Comprehensive compliance reviews across all functional areas.

· Gap analysis of systems, processes and documentation against RBI guidelines.

· Actionable recommendations for compliance enhancement and risk mitigation.

· Development of internal compliance frameworks, policies and SOPs.

· Mock audits and pre-inspection assessments aligned with RBI’s supervisory approach.

· Preparation of staff for RBI queries through walkthroughs and documentation support.

· Focused review of KYC/AML, credit processes, asset classification/IRACP, governance, cyber security and operational risk.

· Support in compiling inspection folders, MIS and regulatory data for smooth inspection outcomes.

· Assistance in preparing and submitting all mandated RBI regulatory returns within timelines.

· Review and validation of data quality, accuracy and consistency before submission.

· Advisory support for automated and system-driven reporting architecture.

· Support for evolving RBI reporting requirements and XBRL/online portal compliance.

· Assessment of whether proposed transactions trigger prior approval thresholds.

· End-to-end support in seeking RBI approval for change in management, shareholding beyond 26%, or transfer of control.

· Drafting of application notes, declarations, financial statements, and fit & proper documentation.

· Liaison with stakeholders and post-approval compliance guidance.

· Review and drafting of key policies such as credit, compliance, risk management, KYC/AML and internal audit.

· Alignment of board-approved policies with the latest RBI circulars and supervisory expectations.

· Strengthening of internal governance frameworks and oversight mechanisms.

· Training programme for compliance officers, branches, credit teams and senior management.

· Sessions on new RBI guidelines, risk culture, AML compliance and regulatory expectations.

· Tailored modules based on the entity’s size and business model.

· Continuous advisory support for interpreting and implementing new RBI circulars and notifications.

· Strategic compliance partnership for management and board-level committees.

· Compliance calendar monitoring and support for periodic internal compliance audits.

We support you across the full compliance journey – from assessment to closure.